INTRODUCTION
In 1964, an unusual syndrome of supranuclear gaze palsy, progressive axial rigidity, pseudobulbar palsy and mild dementia was described [
1]. In this seminal paper, extensive subcortical neurofibrillary degeneration predominantly found in the globus pallidus, subthalamic nucleus, substantia nigra and cerebellar dentate nucleus were characterised as the pathological substrates of the new clinicopathologic entity of progressive supranuclear palsy (PSP), also known as Steele-Richardson-Olszewski syndrome [
1]. Steele [
2] predicted that ‘clinical variants of the syndrome are likely to occur as the disease affects different nuclei at different times and to different degrees’. Since then, increasing recognition of phenotypic heterogeneity has been linked to the regional severity of abnormal tau accumulation and neuronal loss [
3], although all PSP regardless of clinical variants share similar neuropathologic features and fulfill the neuropathologic criteria for PSP [
4]. In most cases, the evaluation of histological findings cannot lead to deduction of the clinical phenotype due to significant overlap in regional pathologies. Tau-immunoreactive tufted astrocytes are the pathognomonic histological feature, commonly observed in the precentral gyrus, striatum, superior colliculus, thalamus, subthalamic nucleus and red nucleus (
Figure 1). Globose neurofibrillary tangles (NFTs) in the brain stem nuclei, flame-shaped NFTs, coiled bodies, neuronal loss and gliosis are other accompanying findings [
3]. PSP-tau is comprised predominantly of 4-repeat tau [
5]. High frequency of concomitant pathologies such as Alzheimer disease and argyrophilic grains in PSP may partly contribute to the clinical heterogeneity [
6].
The aim of this review is to apply the recent advances in PSP in the clinical approach of patients including bedside examination, investigation and management.
EPIDEMIOLOGY, NATURAL HISTORY AND AETIOLOGY
The prevalence of PSP is 5.8–6.5 per 100,000 [
7-
9]. Patients with the classic PSP-Richardson syndrome (PSP-RS) usually develop their first symptoms in their mid-60s and the condition gradually progresses from symptom onset to death over an average of 7 years [
10]. Clinical subtypes of PSP-parkinsonism (PSP-P) and PSP-pure akinesia with gait freezing (PSP-PAGF) have a more benign course with a survival period of a decade or more [
11] and both subtypes have an overall tau burden less than those in PSP-RS and the distribution of abnormal tau is relatively restricted to the brain stem [
12,
13]. The phenotypes of PSP-P and PSP-PAGF are sometimes referred as the ‘brain stem’ variants of PSP, as opposed to the ‘cortical’ variants which present with predominant cortical features including PSP-corticobasal syndrome (PSP-CBS), PSP-behavioural variant of frontotemporal dementia (PSP-bvFTD) and PSP-progressive non-fluent aphasia (PSP-PNFA) [
3].
A study of disease progression in 110 pathologically confirmed PSP showed that intervals from disease onset to the development of frequent falls was 3.9 (± 2.5) years, cognitive impairment 4.2 (± 2.9) years, unintelligible speech 6 (± 2.5) years, residential care 6.1 (± 3.0) years, urinary catheter 6.3 (± 3.1) years, wheelchair dependence 6.4 (± 2.7) years and severe dysphagia 6.4 (± 2.4) years [
14]. A PSP rating scale with 28 items in six categories provides useful quantitative assessment in clinical practice and research trials [
15]. Mean progression rate is + 11.3 points per year with the scores ranging from 0–100. The motor subscale of the Unified Parkinson’s Disease Rating Scale is also a reliably clinimetric scale to assess motor disability in PSP [
16].
The cause of PSP is unknown. Advanced age is the only established risk factor [
7]. To date, head injury has not been established as a risk factor of PSP [
17]. A prevalence study found 24% of PSP cases had early histological evidence of chronic traumatic encephalopathy (CTE) [
18], a neurodegenerative consequence of repetitive head injury previously referred as dementia pugilistica in boxers [
19]. Whether the CTE-tau pathology began following the onset of PSP as a result of frequent falls is not known [
20]. Geographical clusters of patients with PSP-like syndrome on Guam and Guadeloupe have probable links to environmental causes [
21,
22]. These neurodegenerative tauopathies have clinical features atypical to the classic RS and the Guam-parkinsonian dementia complex is pathologically distinct from PSP [
23].
Frontotemporal dementia with parkinsonism due to autosomal dominant mutations in the
MAPT gene (FTDP-17T) is clinically and pathologically heterogeneous [
24]. Specifically, FTDP-17T due to exon 10 coding or splicing shares the most similarity to PSP, both clinically and pathologically [
25]. Although PSP is considered a sporadic condition, FTDP-17T probably provides the best clues as to the etiology of PSP [
26].
The strong association between the H1c haplotype and PSP was confirmed by a genome-wide study (GWAS) of PSP which identified the presence of independent association signals at the MAPT locus representing both the H1/H2 haplotypes and the rs242557 MAPT SNP, related to the H1c sub-haplotype [
27]. Non-MAPT risk factors associated with PSP, EIF2AK3, MOBP and STX-6, were also found in the PSP GWAS [
27]. The protein functions of these candidate genes provide insights to the biochemical basis of the pathophysiological mechanisms.
The findings of seeding and spreading of transmissible tau neuropathology in transgenic mouse brains including PSP-tau support the notion of a cell-to-cell propagation mechanism of different ‘strains’ of fibrillary tau leading to distinct patterns of neuronal and glial pathology which is disease- and neural network-specific [
28].
PSP-RS
The current operational criteria are only limited to the clinical diagnosis of PSP-RS and no accepted guidelines for the clinical diagnosis of other phenotypic presentations of PSP are currently available (
Table 1). The National Institute of Neurological Disorders and Stroke (NINDS) criteria for ‘probable’ PSP describes a gradual progressive disorder with an age of onset over 40 years, falls within the first year, vertical supranuclear gaze palsy or slowing of vertical saccades [
29].
Patients in their late 50’s or 60’s usually present with insidious onset of non-specific symptoms such as blurred vision, dry eyes, photophobia, dizziness, unsteadiness, falls and fatigue. Family members may comment on apathy, depression, irritability and softening of speech. Predominant behavioural and cognitive features are the presenting features without motor symptoms in a fifth of patients indistinguishable to frontotemporal dementia. Correct diagnosis is commonly delayed to 3–4 years after symptom onset [
7].
As the disease progresses, the characteristic features of postural instability with unprovoked falls, mostly backwards, become disabling which render the patients wheelchair-bound to prevent injuries resulting from falls. Gait is slightly wide-based and may initially be misdiagnosed as cerebellar ataxia. Gait ignition failure and freezing of gait are common. Frontalis overactivity, reduced eye blink, focal dystonia of the procerus muscle (procerus sign), axial rigidity, upright extended posture and sometimes, retrocollis, give a characteristic appearance which can be immediately recognisable to an experienced neurologist as the patient enters the consultant room. Motor recklessness caused by frontal impairment further contributes to falls and injuries. Repetitive finger tapping is small in amplitude (hypokinesia) with good speed and without decrement, which differs distinctively from criteria-defined bradykinesia with fatigue and decrements in Parkinson’s disease [
30]. Orthostatic hypotension is not a feature of PSP but urinary symptoms including urgency, retention and incontinence, constipation and erectile dysfunction are common as the disease progresses. Sleep abnormalities including rapid eye movement (REM) sleep behavior disorder, are more commonly observed in synucleinopathies such as multiple system atrophy (MSA) and Parkinson’s disease, but can also occur in up to 35% of patients with PSP [
31].
Inability to read is a frequent and disabling symptom due to saccadic eye movement disorder. Square-wave jerks, in which the eyes oscillate horizontally across the midline during visual fixation is an early eye sign. It is also observed in MSA, cerebellar disorders and occasionally in Parkinson’s disease [
32]. Careful ocular examination also reveals impairment of convergence and defective pupillary responses with accommodation [
33]. Slowing of vertical saccades with or without ‘round the houses’ sign (curved trajectory of vertical saccades) [
34] are followed by supranuclear gaze palsy with restriction of the range of vertical gaze [
35]. Pretarsal blepharospasm and apraxia of eyelid opening are other common features [
36]. Visual grasping (eye deviation and intermittent head turns towards object the patients have walked past) is sometimes mistaken as cervical dystonia [
37-
40].
Disinhibition in PSP can be demonstrated by bilateral impaired antisaccade task (inability to look in the direction opposite to the visual stimulus places on a horizontal visual plane which is usually the examiner’s waving hands on either side of the patient) and impaired Stroop test performance [
40].
Frontal lobe dysfunction is the most consistent deficit in PSP [
41]. Behavioural change, apathy, executive dysfunction, emotional lability with uncontrollable laughter or crying, aggressive outbursts, compulsive behaviour and inappropriate sexual behavior are sometimes encountered. The frontal assessment battery is useful to capture frontal impairments with lexical fluency and Luria motor sequencing being the two most useful parameters [
42]. A score of less than 12 (out of 18) has a sensitivity of 77% and specificity of 87% in differentiating frontal lobe dysfunction from amnestic dementia [
43]. Letter fluency is more impaired than semantic fluency in PSP-RS in contrast to Alzheimer’s disease [
44]. Inability to recall more than seven initial letter words supports the diagnosis of PSP-RS [
45]. Positive applause sign (when the patient claps hands more than 3 times exceeding the examiner’s demonstration and instruction) is more commonly observed in PSP than in corticobasal degeneration (CBD), FTD and Parkinson’s disease and is a sign of motor perseveration [
46].
Despite executive and inhibition deficits being the most prominent cognitive features, a third of PSP patients also have memory impairment including poor episodic memory and visuospatial functions [
41]. The Addenbrooke’s cognitive examinationrevised (ACE-R) [
45] and the dementia rating scales [
47] are more sensitive tools than the mini-mental state examination to capture these deficits.
In the late stages, swallowing difficulties, severe dysphonia and dysarthria, emotional lability, inspiratory sighs, stereotyped moaning or groaning occur. Pseudobulbar palsy with slow spastic tongue movements, reduced gag reflex, brisk jaw and facial reflexes, are common findings. Severe nuchal rigidity frequently precludes the performance of the doll’s eyes maneuver to establish the presence of a vertical supranuclear gaze palsy and is disproportionate to the moderately increased tone in the limbs. One fifth of patients have unilateral or bilateral positive Babinski sign [
10]. Unilateral limb dystonia or arm levitations are observed in a minority of patients and do not equate to the presence of alien limb phenomenon, CBS or the underlying diagnosis of corticobasal degeneration [
48,
49].
Akinetic mutism, complete ophthalmoplegia, significant rigidity with or without contractures, immobility are inevitably observed in the terminal disease. Pneumonia, respiratory failure, pulmonary embolism and urinary tract infection are common causes of death.
PSP SUBTYPES
Clinicopathological studies have led to the recognition of other clinical phenotypes associated with PSP-tau pathology. The clinical pictures of these PSP subtypes are most distinct in the first 2 years of presentation. As the disease progresses, overlap of clinical features, emergence of new phenotype and temporal evolution to the classic RS in later stages are frequently observed. RS is still considered as the classic and most frequent clinical presentation of cases with PSP-tau pathology, comprising of 50% or more of PSP cases with post-mortem confirmation [
11]. The second most common subtype is PSP-P and may be observed in up to a third of all PSP cases [
10]. PSP-PAGF, cortical PSP variants (PSP-CBS, PSP-bvFTD, PSP-PNFA) and the recently described PSP-C are relatively rare and each phenotypic subtype makes up of less than 5% of all PSP cases. A multicentre clinicopathological series reported clinical heterogeneity beyond a pure RS in the majority (87%) of cases within the first two years of presentation, and almost 40% of cases could not be classified into a particular phenotype [
50]. This study implies that heterogeneous presentations may be more common in PSP than has previously been indicated by other series in the literature and highlights the need for effective diagnostic biomarkers [
51].
Globular glial tauopathies (GGTs) are a group of 4-repeat tauopathies characterised neuropathologically by widespread, globular glial inclusions (GGIs) with the latter being predominantly negative for Gallyas silver staining in contrast to the Gallyas-positive tau lesions in PSP [
52]. The clinical presentations of GGTs are heterogeneous with clinical diagnoses ranging from frontotemporal dementia, Pick’s disease, PSP, CBS, motor neuron disease (MND) and primary lateral sclerosis [
52]. A subgroup of GGT was previously referred as atypical PSP with corticospinal tract degeneration (PSP-CST) [
53]. It is now increasingly recognized that this condition, previously referred as PSP-CST [
53], sporadic multiple system tauopathy with dementia [
54] and sporadic 4R tauopathy with frontotemporal lobar degeneration, parkinsonism and motor neuron disease (FTLD-P-MND) [
55], all conform to the unified neuropathological diagnosis of GGT with GGIs being a consistent and defining histological feature. GGT is considered a pathological entity that is distinct from PSP.
PSP-P
This subgroup is frequently misdiagnosed clinically as Parkinson’s disease. Patients with PSP-P presents with asymmetric limb bradykinesia and rigidity and do not have supranuclear vertical gaze palsy in the early stage [
10]. Patients may have a jerky postural tremor or a rest tremor. Half of the patients have moderate levodopa response but the benefit rarely sustains for more than a few years. As the disease advances, the clinical picture usually becomes more like RS. Early clinical pointers that favour PSP-P over Parkinson’s disease are rapid progression, prominent axial symptoms and an attenuated response to levodopa [
10]. The pattern of hypokinesia without decrement on repetitive finger tapping is another clue to the diagnosis of PSP [
30]. Falls and cognitive decline occur later in PSP-P than in PSP-RS and are considered favourable prognostic features which may explain a longer survival of an average of 9 years in PSP-P [
14].
A proportion of patients have overlapped features of both Parkinsonism (asymmetric bradykinesia, levodopa response, rigidity and tremor) and RS (early postural instability, subtle eye movement abnormalities and frontal subcortical deficits) in the early stages, but are categorised as PSP-P because of the predominant clinical picture of asymmetrical Parkinsonism. In a small number of patients, a pure Parkinson’s disease-like syndrome predominates until death and eye movement abnormalities never appear [
10,
56]. A sustained levodopa response, levodopa-induced choreiform dyskinesia and long disease duration characterise this far end of the clinical spectrum of PSP-P. Until clinical diagnostic criteria for PSP subtypes is available, the antemortem diagnosis of PSP-P relies on careful clinical examination, accurate clinical documentation, diagnostic revision and in some cases, a correct prediction of PSP pathology may not be possible without postmortem.
INVESTIGATIONS
Differentiate diagnoses especially potentially treatable causes should be considered when assessing patients with postural instability and supranuclear gaze palsy. Conventional MRI of the brain is useful to exclude extensive cerebrovascular disease, leukodystrophy, normal pressure hydrocephalus, structural midbrain lesions and, rarely, manganese intoxication (with T1 hyperinstensity in globus pallidus) which can all masquerade as PSP. Laboratory tests for syphilis and HIV serology, autoimmune profile, paraneoplastic disease autoantibodies (e.g., Ma antibodies [
72]), antibodies for stiff-person syndrome (including DPPX-IgG [
73]) and Niemann Pick Type C may be considered. Cerebrospinal fluid (CSF) study of PCR for
Tropheryma Whipplei is occasionally sent. In patients with rapid disease progression from symptom onset to akinetic mutism in less than a year, CSF14-3-3 protein, cortical high signal on diffusion-weighted MRI images and diffuse slowing of EEG without or without periodic triphasic waves are suggestive of Creutzfeldt-Jakob disease [
74]. CSF neurodegenerative biomarkers for Alzheimer’s disease including an elevated total tau protein and reduced β-amyloid 1-42 protein support the diagnosis of Alzheimer’s disease [
75]. A CSF study suggested that C and N terminal fragments of tau are promising biomarkers of PSP pathology [
76]. Early disease onset, positive family history [
77] or concurrent clinical syndrome such as MND or FTD may point to mutations in MAPT [
78], progranulin [
79] or
C9orf72 expansion [
80].
In specialist centres, formal neuropsychometry testing is routinely arranged to assess the performance of different cognitive domains. Swallowing assessment and, in patients with more advanced disease, video fluoroscopy are valuable investigations to identify and manage patients who are at risk of aspiration.
NEUROIMAGING
Atrophy of the midbrain and superior cerebellar peduncle and dilatation of the third ventricle are the characteristic findings of PSP on conventional MRI [
81]. Midbrain atrophy is increasingly recognized as a radiological marker for a clinical RS phenotype but it is not predictive of PSP pathology [
82]. The hummingbird sign on the midsagittal plane with rostral midbrain atrophy and concavity is observed in 67% of pathologically confirmed PSP cases [
83]. Midbrain to pons ratio of less than 0.52 using AP diameter measurements was useful to differentiate PSP-RS from MSA, however, no PSP subtypes were included in the study [
84].
Diffusion tensor imaging studies showed white matter tract degeneration especially in the superior cerebellar peduncles and superior longitudinal fasciculus has been associated with RS [
85]. Functional MRI studies consistently demonstrated disruption of network connectivity between the cerebellum, midbrain, thalamus and premotor cortex [
86].
Focal midbrain hypometabolism on fluorodeoxyglucose (FDG)-positron emission tomography (PET) has been identified in patients with typical PSP, referred to as the pimple sign which corresponds to midbrain atrophy on MRI and can be considered as a radiological biomarker for the clinical RS phenotype [
87]. Another study showed that this focal midbrain region together with the caudate, thalamus and supplementary motor area are affected in pathologically confirmed PSP-RS cases [
88].
Dopamine transporter single photon emission computed tomography (SPECT) imaging shows reduced tracer uptake in the striatum which is a useful finding to differentiate PSP from other mimics such as cerebrovascular disease and normal pressure hydrocephalus [
89]. PET imaging with tau ligand is a promising radiologic tool for diagnostic and longitudinal follow-up [
90].
TREATMENT
Most specialist centres give trials of levodopa and amantadine but unfortunately their symptomatic benefits are limited [
91]. Zolpidem, a GABA agonist, may improve motor function, dysarthria and ocular abnormalities according to anecdotal evidence from case reports [
92]. Selective serotonin re-uptake inhibitors (SSRIs) are effective at treating depression, obsessive-compulsive behaviour and emotional lability but may worsen apathy [
93]. Memantine may provide symptomatic benefit in patients with PNFA [
94].
Botulinum toxin injection to the pretarsal muscles is effective to alleviate eye closure symptoms in patients with blepharospasm and apraxia of eyelid opening. Regular administration of artificial tears is beneficial for eye irritation and dry eyes. Gastrostomy feeding introduced in an appropriate disease stage is helpful to maintain nutrition, hydration and prevent significant weight loss and aspiration pneumonia, however, suitable counselling of the patients and relatives is essential to ensure an informed decision is made.
A multidisciplinary team approach with input of swallowing and language therapist, dietician, physiotherapist, psychologist, palliative care team, occupational therapist and social worker (allocation of local health care service) is extremely important to ensure the needs of the patients are met. The charity-led support group such as PSP association in the UK is a valuable resource for families, caregivers and patients (
http://www.pspassociation.org.uk/).
Disease-modifying therapeutic trials in the past years have improved our insights in the natural course of this devastating disorder [
95-
98]. Although these trial medications have not proven to be effective, recent knowledge in tau seeding, propagations and strains in PSP and other tauopathies will lead to potential new therapeutic targets to halt the disease progression [
99].